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Securities.utah.gov: Home - securities.utah.gov Online

Learn about public resources on the Division of Securities website to access investor education, file a complaint, and view licensing information..

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Utah Division of Securities

FAQs About Complaints How long does an investigation take? The Division of Securities has a goal of finishing all investigations within a six month period. Depending on the complexity o...
Utah Division of Securities

Utah Division of Securities

In addition to the firm, individuals may also need to license if they provide investment advisory services in Utah or act as a partner, officer, director of an advisory firm, or occupy a simi...