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Order Routing Disclosure of Order Routing Practices Our clearing firm, Pershing LLC ("Pershing") has provided the data concerning the routing of order flow (the "Data") on this web site. Although Per...

CAPTRUST Financial Advisors - Business Continuity

Business Continuity DISCLOSURE REQUIRED BY FINRA Rule 4370 To address interruptions to our normal course of business, Pershing maintains a business continuity plan, which includes geographically dispe...